Investor FAQ
1. What is the legal status of the company and fiscal year end?Solar3D, Inc. is a Delaware corporation with a year end of December 31.
2. Why has the number of shares in my brokerage account decreased?
Our company has gone through a corporate restructuring that included a 1-for-5 reverse split. If you held shares in a brokerage account, the number of shares has been reduced for a factor of 5. If you held shares in certificate form, you can contact our transfer agent to obtain a new Solar3D certificate with the corrected number of shares. If you have held your certificate for a long time, there may be other reverse splits that further reduced the number of shares beyond the factor of 5 described here.
3. Who is your transfer agent? Who should I contact regarding my stock certificate(s)?
Our shareholder records are managed by Computershare, a global market leader in transfer agency and share registration. They can help you with a variety of services related to your Solar3D shareholdings such as:
- Change of address
- Transfer ownership of stock
- Request stock certificate(s)
- Request account statement
| Telephone: (800) 962-4284 | Web: www.computershare.com |
| Regular Mail: Computershare Investor Services P.O. Box 43078 Providence, RI 02940-3078 |
Courier Delivery: Computershare Investor Services 250 Royall Street Canton, MA 02021 |
If you hold certificates in your personal name, not a business name, you can create a self-serviced online account at the Computershare Investor Centre.
If you own shares through a brokerage account, you should contact your broker for information related to those shares.
4. How can I change the information on my stock certificates, or report a lost certificate?
To change information or report lost certificates, please contact our transfer agent, Computershare.
5. How can I remove the restrictive legend on my certificate?
If you have held your certificate for more than 6 months, you may be eligible to remove the restrictive legend on your certificate under SEC Rule 144 with a proper legal opinion letter. Please contact your broker or our transfer agent, Computershare, to begin the process of removing the restrictive legend. They will request additional paperwork from you. The Company does not accept legend removal requests directly from shareholders.
6. What is a legal opinion letter and how do I get one?
When selling shares from physical certificates bearing a “restrictive” legend, a legal opinion from the company’s securities counsel is required. Your broker should be able to handle everything for you.
The company’s securities counsel is:
Richardson and Associates
1453 Third Street Promenade, Suite 315
Santa Monica, CA 90401
Tel: (310) 393-9992
Fax: (310) 393-2004
Email: markr@richardson-law.com
7. When and how are news releases issued by the company?
News is generally released by the company through newswire services such as BusinessWire and MarketWire. In the interest of fair disclosure to the general public, we refrain from answering questions from individual investors regarding the company's development progress.
8. How can I receive on-going information about Solar3D?
The best way to receive on-going information about Solar3D is by subscribing to our newsletter.